Pre-deal checks should not only examine company accounts, but also programmes to comply with national and international regulation
Storing data in the cloud could unlock potential for many businesses, but some remain sceptical about security
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Cyber security is no longer a mere matter of compliance and is now one of the primary business imperatives that financial services firms must address
Technology is playing an ever-increasing role in regulatory compliance among financial services firms
Reviewing audio records is time consuming and expensive unless the right technology is in place, says Epiq Systems
Elizabeth Pfeuti recounts the story of auto-enrolment so far and advises what to expect next
Sandy Broderick, chief executive of DTCC’s global trade repository business, explores the key steps to achieving regulatory compliance with European Market Infrastructure Regulation and warns of imminent deadlines ahead